Born and raised in Houston, Mike attended Texas Tech University in Lubbock, Texas, graduating in 1990 with a BBA in Management and minor in Marketing. He has been in the financial services industry for 19 years.
Mike is the Chief Compliance Officer for Westpark Wealth Advisors, Inc. He is responsible for the administration of compliance policies for the firm. Mike ensures that the firm and our financial professionals adhere to the rules and regulations of FINRA and the SEC.
Securities licenses with FINRA:
- Series 7 General Securities License
- Series 24 General Securities Principal
- Series 53 Municipal Securities Principal
- Series 66 Investment Advisor Representative
- Series 79 Investment Banker’s License
- Series 99 Operational Professional License
- Group 1 Life Insurance License
- Variable Insurance License
Mike enjoys the outdoors. He loves to take long walks and spend time at his dad’s home near the river.